Securities Law

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Securities Services

 

Private Placement Memorandum (PPM) 
Regulation D
Regulation A+
Crowdfunding
Rule 506
Rule 144 Opinion Letters
 

 

Private Offerings to Raise Capital

 

If you are looking to set up an investment fund of any kind (hedge fund, real estate fund, etc.) or raise funds for your company, you will need to consult an attorney to comply with applicable securities laws.

 

The process of setting up a private offering is heavily regulated both on the federal and the state level. It requires specialized attention from experienced and skilled attorneys practicing in this area. 

We can help you determine which type of offering is best suited for your needs whether it’s Regulation D, Regulation A+ or Regulation CF (Crowdfunding).

 

All exemptions require offering documents. Under Regulation D, you will need a private placement memorandum (PPM). Under Regulation A+ and Regulation CF, you will be required to have an offering circular (although these documents differ between the two exemptions). The offering documents are very detailed disclosure documents that carry heavy liability and penalties if they are done incorrectly.

 

Our services include the following:

  • Consultation and advice on which exemption suits your goals the best. 
  • Draft corporate structure for capital raise. 
  • Provide all offering documents including PPM or offering circulars. 
  • Prepare all corporate documents including partnership agreements, corporate by-laws, and/or operating agreements. 
  • All documents are reviewed by at least TWO experienced attorneys. 
  • Filing all documents with the SEC or applicable state agencies. 
  • Providing consultation and advice on all matters related to your capital raise along the way. 
To learn more about raising capital, click here.

 

Our pricing model is significantly less burdensome than midsize and large law firms working in this area. Our product is significantly better in quality than solo attorneys who dabble in this area. We also have flexible options for pricing that can be discussed. 

 

Please contact us by e-mail using the button below or fill out the contact form for more information or complete the form below and we will reach out to you